New Rules on SEC Report on Securities/Derivatives Holdings

                                                                                                                                      

                                                                                              

 

 

 

 

 

 

 

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New Rules on SEC Report on Securities/Derivatives Holdings: What Directors and Executives of Listed Companies Should know

From 15 August 2018, the Office of the Securities and Exchange Commission (the “SEC”) will be implementing new rules on securities/derivatives holding reports under Section 59 of the Securities and Exchange Act which generally requires directors, executives and certain disclosing persons of listed companies to report their (and their related persons’) securities and derivatives holding activities to the SEC.

Please read more about this here.